Regulation
FINMA Asset Management Licence: Requirements and Application Guide
The Swiss regulatory framework for asset management has undergone fundamental transformation with the implementation of the Swiss Financial Institutions Act …
FINMA Banking Licence Guide: Requirements, Process, and Key Considerations
The Swiss banking licence, granted by the Swiss Financial Market Supervisory Authority (FINMA), is one of the most respected financial authorisations in the …
FINMA Enforcement Actions: Powers, Procedures, and Precedents
FINMA’s enforcement powers are a critical element of the Swiss financial regulatory framework. The authority’s ability to investigate, sanction, and …
FINMA Insurance Licence: Requirements for Swiss Insurance Authorisation
Switzerland’s insurance industry is among the most significant in the world, with the country serving as headquarters for several of the largest global …
Swiss AML Framework: Anti-Money Laundering Regulation in Switzerland
Switzerland’s anti-money laundering framework is a cornerstone of the country’s financial regulatory architecture. The framework has evolved …
Swiss Deposit Protection: How esisuisse Safeguards Bank Deposits
Swiss deposit protection provides a safety net for bank depositors in the event that a licensed bank is unable to meet its obligations. Administered by the …
Swiss Financial Institutions Act (FinIA): Prudential Supervision Framework
The Swiss Financial Institutions Act (FinIA / FINIG), which entered into force on 1 January 2020 alongside the Swiss Financial Services Act (FinSA), establishes …
Swiss Financial Services Act (FinSA): Conduct Rules and Client Protection
The Swiss Financial Services Act (FinSA / FIDLEG), which entered into force on 1 January 2020, represents the most comprehensive overhaul of Swiss financial …
How to Obtain a FINMA Licence: Banking, Securities Dealer, and Fintech Authorisation in Switzerland
Obtaining a FINMA licence is the gateway to operating as a bank, securities dealer, fund manager, or fintech firm in Switzerland. The process is rigorous, capital-intensive, and can take 12-18 months for a full banking licence — but the Swiss licence is among the most internationally recognised and commercially valuable regulatory authorisations in global finance.
FINMA: Switzerland's Integrated Financial Regulator
The Swiss Financial Market Supervisory Authority — FINMA — supervises one of the world’s most complex and internationally significant financial systems …
Switzerland vs Liechtenstein: Comparing Two Alpine Financial Centers
Liechtenstein occupies a unique position in European financial geography. A principality of 38,000 inhabitants nestled between Switzerland and Austria, it is …
FINMA Licence Tracker: Swiss Financial Intermediary Registry 2025
The Swiss Financial Market Supervisory Authority (FINMA) is the primary federal regulator responsible for supervising Switzerland’s banking, insurance, …