Swiss Regulation

Suitability Assessment: Definition and Requirements Under Swiss Law

Definition

A suitability assessment is the process by which a financial service provider evaluates whether a specific financial service or investment …

Swiss Banking Act: Definition, History, and Key Provisions

Definition

The Swiss Banking Act (Bundesgesetz über die Banken und Sparkassen / BankG) is the principal federal statute governing the authorisation, …

How to Obtain a FINMA Licence: Banking, Securities Dealer, and Fintech Authorisation in Switzerland

Obtaining a FINMA licence is the gateway to operating as a bank, securities dealer, fund manager, or fintech firm in Switzerland. The process is rigorous, capital-intensive, and can take 12-18 months for a full banking licence — but the Swiss licence is among the most internationally recognised and commercially valuable regulatory authorisations in global finance.

FINMA: Switzerland's Integrated Financial Regulator

The Swiss Financial Market Supervisory Authority — FINMA — supervises one of the world’s most complex and internationally significant financial systems …